Monday, 26 September 2016

ASIC on media watch for IPO publicity

Following on from ASIC’s report on due diligence practices for IPOs (see our earlier blog in July 2016, IPO due diligence under the spotlight), ASIC has continued this work stream with its latest review in Report 494 focused on marketing practices for IPOs.

Monday, 5 September 2016

ASIC targets 2016 – are you in the spotlight?

ASIC has recently given an indication of its targets for regulatory surveillance and action.  In releasing its half year report on the regulation of corporate finance: January to June 2016 (Report 489), ASIC commented on current trends in fundraising and mergers & acquisitions. Some practical insights from the report are summarised below.